SEC Form 5 · accession 0001127602-17-002166
ARTESIAN RESOURCES CORP · ARTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Thaeder
Officer — Senior Vice President
Period of report
Dec 31, 2016
Accepted (ET)
Jan 20, 2017 · 2:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863110
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-voting Common Stock | Aug 22, 2016 | J | 69 | $30.11 | A | 24,538 | D | |
| Class A Non-voting Common Stock | Nov 21, 2016 | J | 81 | $31.354 | A | 24,538 | D | |
| Class A Non-voting Common Stock | May 27, 2016 | J | 74 | $28.016 | A | 24,538 | D | |
| Class A Non-voting Common Stock | Feb 22, 2016 | J | 70 | $29.20 | A | 24,538 | D | |
| Class A Non-voting Common StockF2 | Dec 30, 2016 | J | 505 | $0.00 | D | 7,868 | I | 401k Plan |
| Class B Common Stock | holding | — | — | — | 1,350 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1aquisition through dividend reinvestment plan
- F2Reporting balance of Artesian stock held in 401k plan.