SEC Form 5 · accession 0001127602-17-002025
ARTESIAN RESOURCES CORP · ARTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Spacht
Officer — CFO and Treasurer
Period of report
Dec 31, 2016
Accepted (ET)
Jan 19, 2017 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863110
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-voting Common StockF1 | Dec 30, 2016 | J | 15 | $0.00 | A | 501 | I | 401k Plan |
| Class A Non-voting Common Stock | holding | — | — | — | 2 | D | ||
| Class B Common Stock | holding | — | — | — | 189 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting balance of Artesian stock held in 401k plan which was aquired through employee payroll deferrals.