SEC Form 4 · accession 0001127602-15-032235
ARTESIAN RESOURCES CORP · ARTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dian C Taylor
Officer — C.E.O. President · Director
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 11:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863110
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-voting Common Stock | Nov 19, 2015 | X | 3,000 | $19.70 | A | 93,450 | D | |
| Class A Non-voting Common Stock | Nov 19, 2015 | S | 3,000 | $25.00 | D | 90,450 | D | |
| Class A Non-voting Common Stock | Nov 20, 2015 | X | 234 | $19.70 | A | 90,684 | D | |
| Class A Non-voting Common Stock | Nov 20, 2015 | S | 234 | $25.50 | D | 90,450 | D | |
| Class A Non-voting Common Stock | Nov 23, 2015 | X | 8,016 | $19.70 | A | 98,466 | D | |
| Class A Non-voting Common Stock | Nov 23, 2015 | S | 8,016 | $25.50 | D | 90,450 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $19.70 | Nov 19, 2015 | X | 3,000 | D | Dec 20, 2005 | Dec 20, 2015 | Class A Non-voting Common Stock | 3,000 | 8,250 | D |
| Non-qualified Stock Option (Right to Buy) | $19.70 | Nov 20, 2015 | X | 234 | D | Dec 20, 2005 | Dec 20, 2015 | Class A Non-voting Common Stock | 234 | 8,016 | D |
| Non-qualified Stock Option (Right to Buy) | $19.70 | Nov 23, 2015 | X | 8,016 | D | Dec 20, 2005 | Dec 20, 2015 | Class A Non-voting Common Stock | 8,016 | 0 | D |