SEC Form 4 · accession 0001127602-15-027244
ARTESIAN RESOURCES CORP · ARTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A DiNunzio
Officer — Exec VP / Corp Secretary
Period of report
Sep 16, 2015
Accepted (ET)
Sep 17, 2015 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863110
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-voting Common Stock | Sep 16, 2015 | X | 834 | $19.70 | A | 15,752 | D | |
| Class A Non-voting Common Stock | Sep 16, 2015 | S | 834 | $22.00 | D | 14,918 | D | |
| Class A Non-voting Common Stock | Sep 17, 2015 | X | 8 | $19.70 | A | 14,926 | D | |
| Class A Non-voting Common Stock | Sep 17, 2015 | X | 10,408 | $19.70 | A | 25,334 | D | |
| Class A Non-voting Common Stock | Sep 17, 2015 | S | 8 | $22.07 | D | 25,326 | D | |
| Class A Non-voting Common Stock | Sep 17, 2015 | S | 10,408 | $22.00 | D | 14,918 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $19.70 | Sep 16, 2015 | X | 834 | D | Dec 20, 2005 | Dec 20, 2015 | Class A Non-voting Common Stock | 834 | 10,416 | D |
| Non-qualified Stock Option (Right to Buy) | $19.70 | Sep 17, 2015 | X | 8 | D | Dec 20, 2005 | Dec 20, 2015 | Class A Non-voting Common Stock | 8 | 10,408 | D |
| Non-qualified Stock Option (Right to Buy) | $19.70 | Sep 17, 2015 | X | 10,408 | D | Dec 20, 2005 | Dec 20, 2015 | Class A Non-voting Common Stock | 10,408 | 0 | D |