SEC Form 4 · accession 0001127602-15-027242
ARTESIAN RESOURCES CORP · ARTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Schreppler II
Officer — VP and General Counsel
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 2:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863110
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-voting Common Stock | Sep 15, 2015 | S | 775 | $22.00 | D | 3,425 | D | |
| Class A Non-voting Common Stock | Sep 15, 2015 | X | 775 | $19.70 | A | 4,200 | D | |
| Class A Non-voting Common Stock | Sep 16, 2015 | X | 9,781 | $19.70 | A | 13,981 | D | |
| Class A Non-voting Common Stock | Sep 16, 2015 | S | 9,781 | $22.00 | D | 4,200 | D | |
| Class A Non-voting Common Stock | Sep 17, 2015 | X | 694 | $19.70 | A | 4,894 | D | |
| Class A Non-voting Common Stock | Sep 17, 2015 | S | 694 | $22.00 | D | 4,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $19.70 | Sep 15, 2015 | X | 775 | D | Dec 20, 2005 | Dec 20, 2015 | Class A Non-voting Common Stock | 775 | 10,475 | D |
| Non-qualified Stock Option (Right to Buy) | $19.70 | Sep 16, 2015 | X | 9,781 | D | Dec 20, 2005 | Dec 20, 2015 | Class A Non-voting Common Stock | 9,781 | 694 | D |
| Non-qualified Stock Option (Right to Buy) | $19.70 | Sep 17, 2015 | X | 694 | D | Dec 20, 2005 | Dec 20, 2015 | Class A Non-voting Common Stock | 694 | 0 | D |