SEC Form 4 · accession 0001127602-15-027070
ARTESIAN RESOURCES CORP · ARTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Thaeder
Officer — Senior Vice President
Period of report
Sep 14, 2015
Accepted (ET)
Sep 16, 2015 · 10:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863110
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-voting Common Stock | Sep 14, 2015 | X | 5,044 | $19.70 | A | 28,944 | D | |
| Class A Non-voting Common Stock | Sep 14, 2015 | S | 5,044 | $21.70 | D | 23,900 | D | |
| Class A Non-voting Common Stock | Sep 15, 2015 | X | 1,277 | $19.70 | A | 25,177 | D | |
| Class A Non-voting Common Stock | Sep 15, 2015 | S | 1,277 | $21.70 | D | 23,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $19.70 | Sep 14, 2015 | X | 5,044 | D | Dec 20, 2005 | Dec 20, 2015 | Class A Non-voting Common Stock | 5,044 | 1,277 | D |
| Non-qualified Stock Option (Right to Buy) | $19.70 | Sep 15, 2015 | X | 1,277 | D | Dec 20, 2005 | Dec 20, 2015 | Class A Non-voting Common Stock | 1,277 | 0 | D |