SEC Form 4 · accession 0001127602-17-015735
ISLE OF CAPRI CASINOS INC · ISLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donn R Mitchell II
Officer — Chief Administrative Officer
Period of report
Apr 24, 2017
Accepted (ET)
Apr 27, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 24, 2017 | A | 3,219 | $0.00 | A | 55,809 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $25.56 | Apr 24, 2017 | A | 10,310 | A | — | Apr 24, 2024 | Common Stock | 10,310 | 10,310 | D |
| Stock Options (Right to Buy)F3 | $20.135 | holding | — | — | — | — | Oct 16, 2017 | Common Stock | 20,000 | 20,000 | D |
| Stock Options (Right to Buy)F4 | $14.86 | holding | — | — | — | — | Apr 27, 2022 | Common Stock | 24,788 | 24,788 | D |
| Stock Options (Right to Buy)F5 | $14.67 | holding | — | — | — | — | Apr 25, 2023 | Common Stock | 23,617 | 23,617 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of Company common stock upon vesting. The RSUs vest ratably over three years beginning April 24, 2018.
- F2The Stock Options vest and become exercisable ratably over five years beginning April 24, 2018.
- F3Stock Options were issued on 10/16/07 and vest ratable over five years beginning 10/16/08.
- F4The Stock Options were granted on 4/27/15 and vest ratably over five years beginning on 4/27/16.
- F5Stock Options were granted on 4/25/16 and vest ratably over five years beginning on 4/25/17.