SEC Form 4 · accession 0001127602-16-067929
ISLE OF CAPRI CASINOS INC · ISLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric L Hausler
Officer — Chief Executive Officer
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | M | 9,207 | $14.86 | A | 160,895 | D | |
| Common StockF1 | Nov 17, 2016 | F | 7,590 | $22.43 | D | 153,305 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3,F2 | $14.86 | Nov 17, 2016 | M | 9,207 | D | — | Apr 27, 2022 | Common Stock | 9,207 | 244,792 | D |
Explanation of responses
- F1Shares of company common stock withheld by Company to pay exercise price and participant tax liability.
- F2The stock options were granted 4/27/2015 and vest ratably over five years beginning on 4/27/16.
- F3Total includes stock options from other awards with different exercise prices, vesting dates and expiration dates.