SEC Form 4 · accession 0001127602-16-065105
ISLE OF CAPRI CASINOS INC · ISLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Goldstein
Director
Period of report
Oct 19, 2016
Accepted (ET)
Oct 21, 2016 · 10:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 19, 2016 | A | 4,038 | $21.595 | A | 28,000 | D | |
| Common StockF2 | holding | — | — | — | 14,565,457 | I | By GFIL Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Fifty percent of the shares granted (2,019) vested on date of issuance and the remaining 2,019 will vest on the one-year anniversary of the grant date.
- F2The reporting person is a manager of GFIL Holdings, LLC. The reporting person disclaims beneficial ownership of the shares of ISLE common stock held by GFIL Holdings, LLC except to the extent of his pecuniary interest in GFIL Holdings, LLC, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16.