SEC Form 4 · accession 0001127602-16-052015
ISLE OF CAPRI CASINOS INC · ISLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edmund L Quatmann Jr.
Officer — Chief Legal Officer
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 10, 2016 | M | 22,000 | $4.62 | A | 156,731 | D | |
| Common StockF1 | May 11, 2016 | S | 22,000 | $15.778 | D | 134,731 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $4.62 | May 10, 2016 | M | 22,000 | D | — | Jul 1, 2018 | Common Stock | 22,000 | 44,000 | D |
| Stock Options (Right to Buy)F3 | $14.86 | holding | — | — | — | — | Apr 27, 2022 | Common Stock | 28,329 | 28,329 | D |
| Stock Options (Right to Buy)F4 | $14.67 | holding | — | — | — | — | Apr 25, 2023 | Common Stock | 26,991 | 26,991 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 1, 2015.
- F2Stock options were granted on 7/1/08 and vested ratably over five years beginning on 7/1/2009.
- F3Stock options were granted 4/27/15 and vest ratably over five years beginning 4/27/16.
- F4Stock options were granted 4/25/16 and vest ratably over five years beginning 4/25/17.