SEC Form 4 · accession 0001127602-16-050254
ISLE OF CAPRI CASINOS INC · ISLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnold Block
Officer — Chief Operating Officer
Period of report
Apr 25, 2016
Accepted (ET)
Apr 29, 2016 · 1:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 25, 2016 | A | 11,862 | $0.00 | A | 149,498 | D | |
| Common StockF2 | Apr 26, 2016 | F | 18,431 | $14.85 | D | 131,067 | D | |
| Common StockF2 | Apr 27, 2016 | F | 1,091 | $15.035 | D | 129,976 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3,F4 | $14.67 | Apr 25, 2016 | A | 40,824 | A | Apr 25, 2017 | Apr 25, 2023 | Common Stock | 40,824 | 76,236 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of Company common stock upon vesting. The RSUs vest ratably over three years beginning on April 25, 2017.
- F2Shares of Company common stock withheld by Company to pay participant tax liability.
- F3The Stock Options vest and become exercisable ratably over five years beginning on April 25, 2017.
- F4Total includes Stock Options from other awards with different exercise prices, vesting dates and expiration dates.