SEC Form 4 · accession 0001127602-16-050249
ISLE OF CAPRI CASINOS INC · ISLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric L Hausler
Officer — Chief Financial Officer
Period of report
Apr 25, 2016
Accepted (ET)
Apr 29, 2016 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 25, 2016 | A | 31,371 | $0.00 | A | 172,935 | D | |
| Common StockF2 | Apr 26, 2016 | F | 19,828 | $14.85 | D | 153,107 | D | |
| Common StockF2 | Apr 27, 2016 | F | 1,419 | $15.035 | D | 151,688 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3,F4 | $14.67 | Apr 25, 2016 | A | 107,964 | A | Apr 25, 2017 | Apr 25, 2023 | Common Stock | 107,964 | 253,999 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of Company common stock upon vesting. The RSUs vest ratably over three years beginning on April 25, 2017.
- F2Shares of Company common stock withheld by Company to pay participant tax liability.
- F3The Stock Options vest and become exercisable ratably over five years beginning April 25, 2017.
- F4Total includes stock options from other awards with different exercise prices, vesting dates and expiration dates.