SEC Form 3 · accession 0001664752-16-000001
APPLIANCE RECYCLING CENTERS OF AMERICA INC /MN · ARCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rachel Holmes
Officer — EVP of ARCA Recycling
Period of report
Jan 21, 2016
Accepted (ET)
Jan 29, 2016 · 11:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862861
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3,F1,F2 | — | holding | — | — | — | — | — | Common Stock | 43,000 | — | D |
Explanation of responses
- F136,334 options exercisable. 6,666 options vest over time: 3,333 on 02/26/16 and 3,333 on 02/26/17.
- F22,000 options expire 11/11/16; 15,000 options expire 05/13/17; 1,000 options expire 02/24/18; 15,000 options expire 05/09/20; 10,000 options expire 02/26/21.
- F32,000 options priced at $2.22; 15,000 options priced at $3.55; 1,000 options priced at $4.25; 15,000 options priced at $1.89; 10,000 options priced at $3.00.