SEC Form 4 · accession 0001373453-17-000002
APPLIANCE RECYCLING CENTERS OF AMERICA INC /MN · ARCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Gao
Director
Period of report
Dec 29, 2016
Accepted (ET)
Apr 13, 2017 · 2:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862861
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $1.05 | Dec 29, 2016 | A | 10,000 | A | Jun 29, 2017 | Dec 29, 2026 | Common Stock | 10,000 | 10,000 | D |