SEC Form 4 · accession 0001209191-19-014556
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Kreienberg
Officer — Executive Vice President
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,027 | I | Held in 401K Plan | |
| Common Stock | holding | — | — | — | 20,503 | I | Held in IRA | |
| Common Stock | holding | — | — | — | 2,302 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Feb 26, 2019 | A | 2,439 | A | Feb 26, 2022 | Feb 26, 2022 | Common Stock | 2,439 | 2,439 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of FISI common stock.