SEC Form 4 · accession 0001209191-19-013428
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sonia Marie Dumbleton
Officer — Senior Vice President
Period of report
Feb 24, 2019
Accepted (ET)
Feb 26, 2019 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2019 | M | 800 | — | A | 5,850 | D | |
| Common Stock | Feb 24, 2019 | F | 314 | $30.38 | D | 5,536 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Feb 24, 2019 | M | 800 | D | Feb 24, 2019 | Feb 24, 2019 | Common Stock | 800 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into shares of common stock on a one-for-one basis.