SEC Form 4 · accession 0001209191-19-013414
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Kearney Birmingham
Officer — President & CEO
Period of report
Feb 24, 2019
Accepted (ET)
Feb 26, 2019 · 3:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2019 | M | 4,327 | — | A | 78,923 | D | |
| Common Stock | Feb 24, 2019 | F | 1,469 | $30.38 | D | 77,454 | D | |
| Common Stock | holding | — | — | — | 7,500 | I | Held in IRA | |
| Common StockF2 | holding | — | — | — | 9,176 | I | Held in 401K Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Feb 24, 2019 | M | 4,327 | D | Feb 24, 2019 | Feb 24, 2019 | Common Stock | 4,327 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into shares of common stock on a one-for-one basis.
- F2Includes 83 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report.