SEC Form 4 · accession 0001209191-18-037471
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sonia Marie Dumbleton
Officer — Senior Vice President
Period of report
Jun 12, 2018
Accepted (ET)
Jun 13, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2018 | M | 250 | $15.85 | A | 5,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $15.85 | Jun 12, 2018 | M | 250 | D | Jul 7, 2009 | Jul 7, 2018 | Common Stock | 250 | 350 | D |
Explanation of responses
- F1Options vested in four equal annual installments beginning on July 7, 2009.