SEC Form 4/A · accession 0001209191-18-017750
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Vito Caraccio
Officer — Senior Vice President
Period of report
Feb 27, 2018
Accepted (ET)
Mar 7, 2018 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | — | Feb 27, 2018 | A | 1,200 | A | Feb 27, 2021 | Feb 27, 2021 | Common Stock | 1,200 | 1,200 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
- F2Form amended to correct number of restricted stock units awarded.