SEC Form 4 · accession 0001209191-18-014928
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Patrick Kenefick
Officer — Executive Vice President
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 3:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,459 | D | ||
| Common Stock | holding | — | — | — | 4,997 | I | Held in 401K Plan | |
| Common Stock | holding | — | — | — | 2,470 | I | Held in IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Feb 27, 2018 | A | 906 | A | Feb 27, 2021 | Feb 27, 2021 | Common Stock | 906 | 906 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of FISI common stock.