SEC Form 4 · accession 0001209191-18-014905
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paula Dollinger Dolan
Officer — Senior Vice President
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,590 | I | Held in IRA | |
| Common Stock | holding | — | — | — | 1,000 | I | Owned by spouse | |
| Common StockF1 | holding | — | — | — | 885 | I | Held in 401K Plan | |
| Common Stock | holding | — | — | — | 6,642 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | Feb 27, 2018 | A | 890 | A | Feb 27, 2021 | Feb 27, 2021 | Common Stock | 890 | 890 | D |
Explanation of responses
- F1Includes 8 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report.
- F2Each restricted stock unit represents a contingent right to receive one share of FISI common stock.