SEC Form 4 · accession 0001209191-18-005528
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Kearney Birmingham
Officer — President & CEO
Period of report
Jan 24, 2018
Accepted (ET)
Jan 26, 2018 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 24, 2018 | D | 11,820 | $0.00 | D | 71,096 | D | |
| Common StockF2 | holding | — | — | — | 8,888 | I | Held in 401K Plan | |
| Common Stock | holding | — | — | — | 7,500 | I | Held in IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares reflect the forfeiture of restricted stock due to performance requirements that were not satisfied.
- F2Includes 62 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report.