SEC Form 4 · accession 0001209191-17-046143
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Case
Officer — Senior Vice President
Period of report
Jul 21, 2017
Accepted (ET)
Jul 25, 2017 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 21, 2017 | M | 600 | $19.41 | A | 3,356 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $19.41 | Jul 21, 2017 | M | 600 | D | Jul 25, 2008 | Jul 25, 2017 | Common Stock | 600 | 600 | D |
Explanation of responses
- F1Options vested in four equal annual installments beginning on July 25, 2008.