SEC Form 4 · accession 0001209191-17-028666
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl Valentine Anderson Jr.
Director
Period of report
Jun 29, 2016
Accepted (ET)
Apr 28, 2017 · 3:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2016 | L | 5 | $25.47 | A | 13,498 | D | |
| Common StockF1 | Sep 28, 2016 | L | 5 | $27.14 | A | 13,503 | D | |
| Common StockF1 | Dec 28, 2016 | L | 4 | $34.03 | A | 13,507 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired in a brokerage account as a result of the reinvestment of cash dividends. While this transaction was exempt from immediate reporting because of the small number of shares involved, receipt of these shares had not yet been reported.