SEC Form 4 · accession 0001209191-17-019264
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl Valentine Anderson Jr.
Director
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2017 | M | 2,000 | $19.73 | A | 14,653 | D | |
| Common Stock | Mar 6, 2017 | S | 1,155 | $34.4097 | D | 13,498 | D | |
| Common Stock | Mar 6, 2017 | S | 5 | $34.06 | D | 13,493 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $19.73 | Mar 6, 2017 | M | 2,000 | D | May 2, 2008 | May 2, 2017 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Option vested in three equal annual installments beginning on May 2, 2008.