SEC Form 4 · accession 0001209191-17-013731
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael David Grover
Officer — Chief Accounting Officer
Period of report
Feb 22, 2017
Accepted (ET)
Feb 23, 2017 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,272 | D | ||
| Common Stock | holding | — | — | — | 1,500 | I | Held in IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Feb 22, 2017 | A | 800 | A | Feb 22, 2020 | Feb 22, 2020 | Common Stock | 800 | 800 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of FISI common stock.