SEC Form 4 · accession 0001209191-17-005747
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Burneal
Officer — Senior Vice President
Period of report
Jan 25, 2017
Accepted (ET)
Jan 26, 2017 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,137 | D | ||
| Common StockF1 | holding | — | — | — | 2,556 | I | Held in 401K Plan | |
| Common Stock | holding | — | — | — | 800 | I | Held in IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | Jan 25, 2017 | A | 555 | A | Feb 24, 2019 | Feb 24, 2019 | Common Stock | 555 | 555 | D |
Explanation of responses
- F1Includes 267 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report.
- F2Each restricted stock unit represents a contingent right to receive one share of FISI common stock.