SEC Form 4 · accession 0001209191-17-005744
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Kreienberg
Officer — Executive Vice President
Period of report
Jan 25, 2017
Accepted (ET)
Jan 26, 2017 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,485 | D | ||
| Common Stock | holding | — | — | — | 18,003 | I | Held in IRA | |
| Common StockF1 | holding | — | — | — | 550 | I | Held in 401K Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | Jan 25, 2017 | A | 1,313 | A | Feb 24, 2019 | Feb 24, 2019 | Common Stock | 1,313 | 1,313 | D |
Explanation of responses
- F1Includes 29 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report.
- F2Each restricted stock unit represents a contingent right to receive one share of FISI common stock.