SEC Form 4 · accession 0001209191-16-127328
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Case
Officer — Senior Vice President
Period of report
Jun 13, 2016
Accepted (ET)
Jun 13, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2016 | M | 1,200 | $19.75 | A | 4,009 | D | |
| Common Stock | Jun 13, 2016 | S | 1,000 | $27.39 | D | 3,009 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $19.75 | Jun 13, 2016 | M | 1,200 | D | Jul 26, 2007 | Jul 26, 2016 | Common Stock | 1,200 | 0 | D |
Explanation of responses
- F1Options vested in four equal annual installments beginning on July 26, 2007.