SEC Form 4 · accession 0001209191-16-126726
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sonia Marie Dumbleton
Officer — Senior Vice President
Period of report
Jun 7, 2016
Accepted (ET)
Jun 9, 2016 · 11:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2016 | M | 211 | $19.75 | A | 4,580 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $19.75 | Jun 7, 2016 | M | 211 | D | Jul 26, 2007 | Jul 26, 2016 | Common Stock | 211 | 989 | D |
Explanation of responses
- F1Options vested in four equal annual installments beginning on July 26, 2007.