SEC Form 4 · accession 0001209191-16-117205
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Wyckoff
Director
Period of report
May 3, 2016
Accepted (ET)
May 4, 2016 · 9:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2016 | M | 2,000 | $19.70 | A | 355,665 | D | |
| Common Stock | holding | — | — | — | 66,995 | I | Owned by spouse. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $19.70 | May 3, 2016 | M | 2,000 | D | May 3, 2007 | May 3, 2016 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Option vested in three equal annual installments beginning on May 3, 2007.