SEC Form 4 · accession 0001209191-16-116720
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl Valentine Anderson Jr.
Director
Period of report
Apr 29, 2016
Accepted (ET)
May 2, 2016 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2016 | M | 2,000 | $19.70 | A | 13,183 | D | |
| Common Stock | Apr 29, 2016 | S | 1,410 | $28.4389 | D | 11,773 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $19.70 | Apr 29, 2016 | M | 2,000 | D | May 3, 2007 | May 3, 2016 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Option vested in three equal annual installments beginning on May 3, 2007.