SEC Form 4 · accession 0001209191-16-095679
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin B Klotzbach
Officer — EVP & Chief Financial Officer
Period of report
Feb 3, 2016
Accepted (ET)
Feb 4, 2016 · 2:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2016 | M | 1,500 | $19.41 | A | 23,005 | D | |
| Common Stock | holding | — | — | — | 5,001 | I | Held under 401K plan | |
| Common Stock | holding | — | — | — | 1,000 | I | Held in IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $19.41 | Feb 3, 2016 | M | 1,500 | D | Jul 25, 2008 | Jul 25, 2017 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Option vested in four equal annual installments beginning on July 25, 2008.