SEC Form 4 · accession 0001209191-15-010272
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Benjamin
Director
Period of report
Feb 6, 2015
Accepted (ET)
Feb 6, 2015 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2015 | M | 200 | $21.05 | A | 17,800 | D | |
| Common Stock | Feb 6, 2015 | M | 1,000 | $18.29 | A | 18,800 | D | |
| Common StockF1 | Feb 6, 2015 | S | 51 | $23.05 | D | 18,749 | D | |
| Common StockF1 | Feb 6, 2015 | S | 1,149 | $23.00 | D | 17,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $18.29 | Feb 6, 2015 | M | 1,000 | D | Feb 23, 2006 | May 4, 2015 | Common Stock | 1,000 | 0 | D |
| Stock Option (right to buy)F3 | $21.05 | Feb 6, 2015 | M | 200 | D | May 4, 2006 | Feb 23, 2015 | Common Stock | 200 | 0 | D |
Explanation of responses
- F1Shares sold pursuant to a cashless exercise of stock options.
- F2Options vested in three equal annual installments beginning on February 23, 2006.
- F3Options vested in three equal annual installments beginning on May 4, 2006.