SEC Form 4 · accession 0001209191-15-007773
FINANCIAL INSTITUTIONS INC · FISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin B Klotzbach
Officer — EVP & Chief Financial Officer
Period of report
Jan 28, 2015
Accepted (ET)
Jan 30, 2015 · 1:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2015 | D | 379 | $0.00 | D | 15,086 | D | |
| Common StockF1 | holding | — | — | — | 4,489 | I | Held under 401K plan | |
| Common Stock | holding | — | — | — | 1,000 | I | Held in IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 79 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report.