SEC Form 4 · accession 0001181431-15-004384

CRYO CELL INTERNATIONAL INC · CCEL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Co-Chief Executive Officer · Director

Period of report

Mar 5, 2015

Accepted (ET)

Mar 9, 2015 · 4:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000862692

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 5, 2015	P	375	$2.40	A	47,610	I	By 401K
Common Stock	Mar 9, 2015	P	273	$2.55	A	47,883	I	By 401K
Common Stock	Mar 6, 2015	P	2,005	$2.50	A	9,122	I	As Cust for Daughter
Common Stock	Mar 6, 2015	P	2,000	$2.50	A	9,974	I	As Cust for Son
Common Stock	holding	—	—		—	184,407	D
Common Stock	holding	—	—		—	78,864	I	By Spouse
Common Stock^F1	holding	—	—		—	148,224	I	By Corporation
Common Stock^F2	holding	—	—		—	78,176	I	By LLC
Common Stock	holding	—	—		—	199,080	I	By IRA
Common Stock^F3	holding	—	—		—	55,219	I	By Corporation 2
Common Stock	holding	—	—		—	17,000	I	By Father-in-law

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option	$1.72	holding	—	—	—	Dec 1, 2011	Dec 1, 2021	Common Stock	200,000	200,000	D
Stock Option	$2.90	holding	—	—	—	Aug 31, 2011	Aug 31, 2021	Common Stock	100,000	300,000	D

F1Shares of Common Stock held by PartnerCommunity, as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary and as managing member of Mayim Management, LLC, which may exercise investment and voting discretion over such shares of Common Stock in accordance with the Investment Advisory Agreement.
F2Shares of Common Stock held by Mayim Investments Limited Partnership, as to which David I.Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
F3Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary.