SEC Form 4 · accession 0000899243-18-013683
CRYO CELL INTERNATIONAL INC · CCEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oleg Mikulinsky
Officer — Chief Information Officer
Period of report
May 21, 2018
Accepted (ET)
May 22, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862692
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2017 | A | 19,620 | $0.00 | A | 19,620 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $2.05 | holding | — | — | — | Mar 5, 2012 | Mar 5, 2022 | Common Stock | 20,000 | 20,000 | D |
| Stock Options | $3.20 | holding | — | — | — | Apr 18, 2016 | Apr 18, 2026 | Common Stock | 40,000 | 40,000 | D |
| Stock OptionsF2 | $7.49 | holding | — | — | — | May 21, 2018 | May 21, 2028 | Common Stock | 8,000 | 8,000 | D |
Explanation of responses
- F1Shares of restricted stock awarded for 2016 performance pursuant to employment agreement executed April 15, 2016.
- F21/3 on date of grant, 1/3 on December 1, 2018 and 1/3 on November 30, 2019