SEC Form 4 · accession 0000899243-17-020230
CRYO CELL INTERNATIONAL INC · CCEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 8, 2017
Accepted (ET)
Aug 14, 2017 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862692
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 8, 2017 | S | 146,780 | $5.27 | D | 700,000 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Following the sale of 146,780 shares reported herein, each of the reporting persons ceased to be a ten percent owner of the issuer on May 8, 2017. On July 21, 2017 and July 24, 2017, the reporting persons sold an aggregate of an additional 100,000 shares of the issuer's common stock.
- F2These shares are owned directly by the CDMJ Nyberg Family Trust, U/A/D June 9, 2005, a ten percent owner of the issuer, and indirectly by Mary J. Nyberg, as trustee of the trust.