SEC Form 4 · accession 0000899243-16-018347
CRYO CELL INTERNATIONAL INC · CCEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oleg Mikulinsky
Officer — Chief Information Officer
Period of report
Apr 18, 2016
Accepted (ET)
Apr 20, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862692
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $2.05 | Jul 10, 2015 | M | 20,000 | D | Mar 5, 2012 | Mar 5, 2022 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionF1 | $3.20 | Apr 18, 2016 | A | 40,000 | A | Apr 18, 2016 | Apr 18, 2026 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Stock options vest 1/3 on date of grant, 1/3 on December 1, 2016 and 1/3 on December 1, 2017.