SEC Form 4 · accession 0001144204-15-010927
Investview, Inc. · INVU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Louro
Officer — CEO · Director · 10% Owner
Period of report
Jun 30, 2014
Accepted (ET)
Feb 19, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000862651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | Jun 30, 2014 | M | 272,850 | $1.00 | A | 2,132,698 | D | |
| Common Stock, $0.001 par valueF1 | Jun 30, 2014 | M | 136,425 | $1.00 | A | 2,269,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant | $1.50 | Jun 30, 2014 | C | 272,850 | A | Jun 30, 2014 | Jul 1, 2019 | Common Stock Par Value | 272,850 | 272,850 | D |
| 8% Secured Convertible Promissory Note | $4.00 | holding | — | — | — | Jun 30, 2011 | Jun 30, 2014 | Common Stock Par Value $0.001 | 50,000 | 50,000 | D |
| Common Stock Purchase Warrant | $6.00 | holding | — | — | — | Jun 30, 2011 | Jun 30, 2016 | Common Stock Par Value $0.001 | 25,000 | 25,000 | D |
| 8% Secured Convertible Promissory Note | $4.00 | holding | — | — | — | Dec 29, 2011 | Dec 29, 2013 | Common Stock Par Value $0.001 | 25,000 | 25,000 | D |
| Common Stock Purchase Warrant | $6.00 | holding | — | — | — | Dec 29, 2011 | Dec 29, 2016 | Common Stock Par Value $0.001 | 12,500 | 12,500 | D |
| 8% Secured Convertible Promissory Note | $4.00 | holding | — | — | — | Aug 16, 2012 | Aug 16, 2015 | Common Stock Par Value $0.001 | 25,000 | 25,000 | D |
| Common Stock Purchase Warrant | $6.00 | holding | — | — | — | Aug 16, 2012 | Aug 16, 2017 | Common Stock Par Value $0.001 | 12,500 | 12,500 | D |
Explanation of responses
- F1On June 30, 2014, Dr. Joseph Louro purchased an 8% Secured Convertible Note (the "Note") dated June 30, 2011 in the principal amount of $100,000 plus interest from the holder of the Note and then converted the Note into 136,425 shares of restricted common stock of the Company at a per share price of $1.00.