SEC Form 4 · accession 0001513193-16-000012
Carbon Energy Corp · CRBO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 20, 2016
Accepted (ET)
Oct 21, 2016 · 7:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 20, 2016 | P | 48,000 | $0.32 | A | 13,114,667 | I | Investment Manager |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein.