SEC Form 4 · accession 0001213900-18-004181
Carbon Energy Corp · CRBO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Duane Pierce
Officer — PRESIDENT
Period of report
Dec 28, 2017
Accepted (ET)
Apr 9, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 28, 2017 | F | 8,193 | $7.28 | D | 79,903 | D | |
| COMMON STOCKF1 | Apr 5, 2018 | A | 10,000 | $0.00 | A | 89,903 | D | |
| COMMON STOCKF2 | Apr 5, 2018 | A | 18,750 | $0.00 | A | 108,653 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock grant.
- F2Reflects the acquisition of shares of Common Stock upon the satisfaction of certain performance criteria.