SEC Form 4 · accession 0001213900-18-004179
Carbon Energy Corp · CRBO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick R McDonald
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Dec 28, 2017
Accepted (ET)
Apr 9, 2018 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 28, 2017 | F | 18,830 | $7.28 | D | 177,330 | D | |
| COMMON STOCKF2 | Apr 5, 2018 | A | 20,000 | $0.00 | A | 197,330 | D | |
| COMMON STOCKF3 | Apr 5, 2018 | A | 30,000 | $0.00 | A | 227,330 | D | |
| COMMON STOCKF1 | holding | — | — | — | 24,136 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are directly owned by McDonald Energy, LLC. Mr. McDonald is the sole member and manager of McDonald Energy, LLC.
- F2Restricted stock grant.
- F3Reflects the acquisition of shares of Common Stock upon the satisfaction of certain performance criteria.