SEC Form 4 · accession 0001213900-17-003740
Carbon Energy Corp · CRBO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Duane Pierce
Officer — PRESIDENT
Period of report
Mar 20, 2017
Accepted (ET)
Apr 13, 2017 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Mar 20, 2017 | A | 10,000 | $0.00 | A | 75,596 | D | |
| COMMON STOCKF3,F2 | Apr 6, 2017 | A | 12,500 | $0.00 | A | 88,096 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock grant.
- F2On March 15, 2017, Carbon Natural Gas Company (the "Issuer") effected a one for twenty reverse stock split of the Issuer's issued and outstanding common stock, as reported on the Current Report on Form 8-K filed by the Issuer with the SEC on March 16, 2017.
- F3Reflects the acquisition of shares of Common Stock upon the satisfaction of certain performance criteria.