SEC Form 4 · accession 0001213900-16-019750
Carbon Energy Corp · CRBO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick R McDonald
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Dec 27, 2016
Accepted (ET)
Dec 28, 2016 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 27, 2016 | F | 417,374 | $0.27 | D | 3,123,194 | D | |
| COMMON STOCKF1 | holding | — | — | — | 482,704 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are directly owned by McDonald Energy, LLC. Mr. McDonald is the sole member and manager of McDonald Energy, LLC.