SEC Form 4 · accession 0001692742-18-000107
STERICYCLE INC · SRCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Miller
Director
Period of report
Jul 3, 2018
Accepted (ET)
Jul 5, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 3, 2018 | M | 31,115 | $46.83 | A | 224,052 | D | |
| Common Stock | Jul 3, 2018 | S | 31,115 | $65.0425 | D | 192,937 | D | |
| Common Stock | Jul 5, 2018 | M | 34,199 | $46.83 | A | 227,136 | D | |
| Common Stock | Jul 5, 2018 | S | 34,199 | $65.1161 | D | 192,937 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $46.83 | Jul 3, 2018 | M | 31,115 | D | — | Feb 10, 2019 | Common Stock | 31,115 | 34,199 | D |
| Non-Qualified Stock Option (right to buy)F3 | $46.83 | Jul 5, 2018 | M | 34,199 | D | — | Feb 10, 2019 | Common Stock | 34,199 | 0 | D |
Explanation of responses
- F1This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- F231,115 shares exercised 9 years, 5 months after grant date and approximately 7 months prior to expiration.
- F334,199 shares exercised 9 years, 5 months after grant date and approximately 7 months prior to expiration.