SEC Form 4 · accession 0001692742-18-000028
STERICYCLE INC · SRCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Guice
Officer — Executive Vice President, Intl
Period of report
Feb 5, 2018
Accepted (ET)
Feb 7, 2018 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2018 | M | 216 | — | A | 216 | D | |
| Common StockF2 | Feb 5, 2018 | F | 102 | $70.72 | D | 114 | D | |
| Common StockF1 | Feb 5, 2018 | M | 86 | — | A | 200 | D | |
| Common StockF3 | Feb 5, 2018 | F | 41 | $70.72 | D | 159 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | $0.00 | Feb 5, 2018 | M | 216 | D | — | Feb 5, 2021 | Common Stock | 216 | 995 | D |
| Restricted Stock UnitsF1,F5 | $0.00 | Feb 5, 2018 | M | 86 | D | — | Feb 5, 2021 | Common Stock | 86 | 909 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
- F2No shares were sold. 102 shares were withheld by the Issuer to satisfy the minimum statutory tax withholding requirements on vesting of RSUs.
- F3No shares were sold. 41 shares were withheld by the Issuer to satisfy the minimum statutory tax withholding requirements on vesting of RSUs.
- F4This award was granted on February 5, 2016 for 1,081 shares. 216 shares vested on February 5, 2018 and the remaining unvested RSUs will continue to vest in equal annual installments on the next 3 anniversaries of the grant date. All unvested RSUs are subject to continued employment through the applicable vesting date.
- F5This award was granted on February 5, 2016 for 432 shares. 86 shares vested on February 5, 2018 and the remaining unvested RSUs will continue to vest in equal annual installments on the next 3 anniversaries of the grant date. All unvested RSUs are subject to continued employment through the applicable vesting date.