SEC Form 4 · accession 0001692742-17-000064
STERICYCLE INC · SRCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Miller
Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 13, 2017 | M | 19,753 | $53.15 | A | 205,854 | D | |
| Common Stock | Nov 13, 2017 | S | 19,753 | $64.0285 | D | 186,101 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $53.15 | Nov 13, 2017 | M | 19,753 | D | Feb 15, 2013 | Feb 15, 2018 | Common Stock | 19,753 | 39,506 | D |
Explanation of responses
- F1This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- F2Includes 278 shares omitted from the reporting person's prior Forms 4 due to an administrative oversight.
- F319,753 shares exercised 9 years, 9 months after grant date and approximately 3 months prior to expiration.