SEC Form 4 · accession 0001568150-16-000089
STERICYCLE INC · SRCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Ginnetti
Officer — Chief Financial Officer
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2016 | M | 6,924 | $53.15 | A | 10,611 | D | |
| Common Stock | Feb 19, 2016 | S | 6,924 | $110.3562 | D | 3,687 | D | |
| Common Stock | Feb 22, 2016 | M | 1,076 | $53.15 | A | 4,763 | D | |
| Common Stock | Feb 22, 2016 | S | 1,076 | $110.8795 | D | 3,687 | D | |
| Common Stock | Feb 22, 2016 | M | 5,684 | $46.83 | A | 9,371 | D | |
| Common Stock | Feb 22, 2016 | S | 5,684 | $110.8795 | D | 3,687 | D | |
| Common Stock | Feb 22, 2016 | M | 3,500 | $50.82 | A | 7,187 | D | |
| Common Stock | Feb 22, 2016 | S | 3,500 | $110.8795 | D | 3,687 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $46.83 | Feb 22, 2016 | M | 5,684 | D | — | Feb 10, 2019 | Common Stock | 5,684 | 10,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $50.82 | Feb 22, 2016 | M | 3,500 | D | — | Jun 27, 2018 | Common Stock | 3,500 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $53.15 | Feb 19, 2016 | M | 6,924 | D | — | Feb 15, 2018 | Common Stock | 6,924 | 1,076 | D |
| Non-Qualified Stock Option (right to buy)F1 | $53.15 | Feb 22, 2016 | M | 1,076 | D | — | Feb 15, 2018 | Common Stock | 1,076 | 0 | D |
Explanation of responses
- F1The option vests in five equal annual installments on the anniversary of the grant date.