SEC Form 4 · accession 0000899243-15-010451
STERICYCLE INC · SRCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Chen
Director
Period of report
Sep 10, 2015
Accepted (ET)
Dec 29, 2015 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861878
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Depositary SharesF1,F4,F2,F3 | — | Sep 10, 2015 | P | 6,000 | A | Sep 10, 2015 | Sep 15, 2018 | Common Stock | 3,523 | 6,000 | D |
Explanation of responses
- F1This form reports the purchase by the undersigned of 6,000 depositary shares, each representing a 1/10th interest in a share of the issuer's 5.25% Series A Mandatory Convertible Preferred Stock.
- F2The conversion rate for each depositary share will be not more than 0.73394 shares of common stock and not less than 0.58716 shares of common stock depending on the applicable market value of the common stock.
- F3Represents the minimum number of shares of common stock into which the 6,000 depositary shares are convertible.
- F4Represents the purchase price for each depositary share.